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Infoline Conferences Ltd

A Concise Introduction to FSA Regulation of Financial Promotions
Date: 12 Oct 2011
Location: London
Address: TBC, Central London
Event Description: View the website for all the latest details:

http://www.informaglobalevents.com/FKM62255WEBAAR

10% discount available - quote VIP Code: FKM62255WEBAAR

Key Benefits of attendance:

Changes and Updates to COBS, ICOBS, BCOBS and MCOBs
-Make sure you understand financial promotion requirements and where the rule books have changed

FSA Expectations
- What the FSA expects from your firm's systems and controls for financial promotion

Compliance & Communications
-Address key challenges and grey areas, such as the definition of 'fair', 'clear', and 'not misleading'

Practical Run-throughs
-Test your interpretation of the rules through practising the approval of sample promotions

Translating FSA Guidance
- How to convert FSA guidance into best practice procedures

Senior Managers Responsibilities
- Understand what information is required to discharge oversight obligations in respect of financial promotions

Current & Emerging Compliance Hot Spots
-Discover how MiFID 'Treating Customers Fairly' and Outcomes focused regulation will impact your firm
Event Brochure: Click here to download
Contact: Telephone: +44 (0)20 7017 7702

Email: custserv@infoline.org.uk

View the website for all the latest details:

http://www.informaglobalevents.com/FKM62255WEBAAR

Quote VIP Code: FKM62255WEBAAR to receive 10% discount
Website: www.infoline.org.uk
 
 
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