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Infoline Conferences Ltd

Intro to FSA Regulation & Compliance
Date: 07 Dec 2010
Location: London
Address:
Event Description: AAR 10% Discount Quote VIP Code: KM6451AAR     

An Introduction to 
FSA Regulation & Compliance   
Including Industry Case Studies & Examples of Good Practice   
7 & 8 December 2010 • Central London     

An Introduction to FSA Regulation & Compliance Help make sure your people and organisation meet FSA and investor expectations in the critical and high profile areas of Compliance by attending this focused Infoline course. If you have responsibility for Compliance, Monitoring, AML, Training & Development, or Risk Management attending this event will help you improve your existing understanding and interpretation of FSA Rules and Guidance.   

FSA Regulation & Compliance 
In attending this seminar you will: 
·         Understand how FSA Supervision and Enforcement works 
·         Find your way around the FSA Handbook 
·         Hear how the FSA regulates and what to expect from a ‘themed inspection visit’ 
·         Examine the implications of the FSA’s outcomes-focused approach to your firm, with particular focus on Treating Customers Fairly 
·         Understand the regulatory expectations of Training & Competence (T&C) 
·         Learn about the Anti-Money Laundering Regime and its implications for your firm Examine the risk assessment and monitoring tools available, and how to best apply them
Event Brochure: Click here to download
Contact: Remember to quote your VIP Code: KM6451AAR when Registering   

To register for this event click here. 

Alternatively, email custserv@infoline.org.uk or call us on +44 (0)20 7017 7702, quoting VIP code: KM6451AAR.
Website: www.infoline.org.uk
 
 
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