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Infoline Conferences Ltd

Introduction to FSA Regulation & Compliance

Date:	09 Dec 2009 - 10 Dec 2009
Location:	London
Address:
Event Description:	Special 10% Discount for AAR. Quote VIP code: KM6350AAR-10%discount SAVE up to £300. Register by 9 December 2009. Discount applies in addition to this. Specifically, attending this course will help you to: • Understand FSA Supervision and Enforcement • Hear how the FSA regulates and what to expect from a ‘themed inspection visit’ • Discuss the FSA's outcome-focused approach and the impact of Treating Customers Fairly (TCF) • Gain practical insight into the Approved Persons Regime • Understand the regulatory expectations of Training & Competence (T&C) • Learn about the Anti-Money Laundering Regime and its practical implications for your firm • Address the regulatory and legal environment for Financial Crime • Examine the risk assessment and monitoring tools available, and how to best apply them • Identify key regulatory risks in the areas of Financial Promotions and Complaints Handling • Produce useful Management Information that fulfils regulatory requirements
Event Brochure:	Click here to download
Contact:	Contact Infoline on Tel +44 (0) 20 7017 7702 Fax +44 (0) 20 7017 7881 http://www.infoline.org.uk/r.php?uID=1425 Quote VIP code: KM6350AAR-10%discount
Website:	www.infoline.org.uk

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