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Exact Match
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Infoline Conferences Ltd

Monitoring Best Execution
Date: 20 May 2009
Location: London
Address:
Venue address:
The Hatton
51-53 Hatton Garden
London
EC1N 8HN
Event Description: Workshop Objectives
Since the MiFID implementation of November 2007 firms are expected to demonstrate that they have an effectively operating best execution policy in place. However the FSA recently stated in
their MIFID themed reviews that overall firms’ best execution policies were not satisfying and their monitoring processes not detailed enough.
Also rapidly evolving financial markets are presenting firms with additional challenges regarding the availability of data, so that (cost-) effectively measuring and monitoring your best execution performance remains a complex and challenging task.

Therefore this concise afternoon seminar will:
• Explain the key regulatory best execution requirements for fund management firms and brokers
• Clarify issues regarding regulatory reporting
• Provide guidance on effectively measuring best execution
• Discuss instruments for cost-effectively monitoring best execution
• Address the implications of recent market turbulences on best execution

Who Should Attend
This practical course will benefit specialists from the following departments or functional areas in Investment Management and Broker/Dealers firms:
• Compliance
• Internal Audit
• Regulatory Risk
• Operations and Trade Support

This course is intended primarily for representatives of the above mentioned types of firms. Beyond this audience some restrictions on
attendance may apply. If you are in doubt whether this event is appropriate for your needs please call Infoline on +44 (0)20 7017 7702
Workshop Timings

This course will use focused presentations, practical examples and interactive discussions to clarify and discuss key challenges in monitoring and demonstrating best execution in the current
economic environment.
There will be ample opportunity for questions, networking and benchmarking with industry peers.
Registration opens 1.00pm
Sessions commence 1.30pm
Workshop closes 4.30pm

Refreshments will be served at appropriate times.
Event Brochure: Click here to download
Contact: Tel: +44 (0)20 7017 7702
Fax: +44 (0)20 7017 7881
Email: custserv@infoline.org.uk
web: www.infoline.org.uk/bestex
Website: www.infoline.org.uk
 
 
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