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Exact Match
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Infoline Conferences Ltd

New SYSC & the Extension of the Common Platform
Date: 08 Jun 2010
Location: London
Address: The Hatton, 51-53 Hatton Gardens, London, EC1M 8HN
Tel: +44 207 2424 123 Web: etcvenues.co.uk/venues/the-hatton
Event Description: Special 10% Discount for AAR. VIP code: KM6421AAR

In just one day, this course will help you:
• Identify key changes to the SYSC regime and what they mean in practice for your organisation
• Understand how the rules and guidance apply to MiFID and non MiFID scope firms
• Review your governance arrangements against FSA expectations and Consultation Paper 10/3
• Examine the interaction between SYSC and other FSA initiatives, including:
– Effective Corporate Governance
– Treating Customers Fairly
– Outcomes-Focussed Regulation
• Test your interpretation and implementation of SYSC compliance within a case study scenario
• Develop controls that are both effective and proportionate to the risk identified
• Support Approved Persons and senior management in meeting their risk management and oversight obligations
Event Brochure: Click here to download
Contact: Contct Infoline
Tel:+44 (0)20 7017 7702 
Fax:+44 (0)20 7017 7881 
Email:custserv@infoline.org.uk 
For latest programme and to register visit: http://www.infoline.org.uk/r.php?uID=2067
Website: www.infoline.org.uk
 
 
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