| White Papers |
1. Cross-Regulation Compliance |
Source: CheckFree |
Uploaded on: 12 May 2008 |
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Embracing the Paradigm Shift from "Necessary Evil" to "Pervasively Achievable" - Realizing Operating Efficiency, Risk Mitigation and Compliance Across the Enterprise
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2. FSA Data Security in Financial Services Report |
Source: Financial Services Authority (FSA) |
Uploaded on: 30 Apr 2008 |
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Firms’ controls to prevent data loss by their employees and third-party suppliers
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3. Annual Risk Software Report |
Source: allaboutrisk.com |
Uploaded on: 30 Apr 2008 |
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The inaugural Annual Risk Software report details the latest offerings from risk and compliance vendors including new features and functionality that will be introduced to their risk offerings in 2008.
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4. Towards Comprehensive Simulation of Complex Credit Structures |
Source: SunGard |
Uploaded on: 20 Feb 2008 |
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The last five years has seen an enormous
increase in focus on the subject of credit.
This focus has ranged from the creation and
use of credit-based derivatives, the role of
credit rating agencies and the measurement,
modelling and pricing of credit risk.
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5. Internet Security Threat Report |
Source: Symantec |
Uploaded on: 26 Nov 2007 |
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The Symantec Internet Security Threat Report offers analysis and discussion of threat activity over a six-month period. It covers Internet attacks, vulnerabilities, malicious code, Phishing, spam and security risks as well as future trends. The twelfth version of the report, released September 17, 2007, is now available.
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6. IT Risks |
Source: Symantec |
Uploaded on: 26 Nov 2007 |
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Business risks can range from everyday operational shortcomings to rare cataclysmic failures. Over the past decade, Information Technology (IT) systems have become critical to every aspect of business resulting in a level of dependence on IT not seen in the past. As a result, IT Risk, once a minor component of operational risk, is emerging as a major hazard for organizations to identify and manage.
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7. A Balanced Approach to MiFID Compliance |
Source: Symantec |
Uploaded on: 09 Nov 2007 |
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As the November 2007 deadline aproaches for compliance with the European Union’s Markets in
Financial Instruments Directive (MiFID), the financial press is sounding an alarm about compliance
costs. And many financial services firms are delaying their implementation of compliance programs,
hoping for a reprieve.
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8. Event Horizon - Operational Risk Event Types |
Source: RiskBusiness |
Uploaded on: 23 Oct 2007 |
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Rick Cech takes a second look at what makes up operational risk event types,
and asks if there is a more advanced way to define them
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9. Building shareholder value by building a culture of risk awareness |
Source: GARP |
Uploaded on: 23 Oct 2007 |
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Protecting shareholder value by ensuring
that a company's risks are competently
managed is an important responsibility
of any chief executive officer (CEO), a
responsibility that is increasingly acknowledged
by the appointment of a chief risk officer (CRO).
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